Our AI Disclaimer
Gaus, Inc. DBA Astor | SEC-Registered Investment Adviser (CRD #338424)
Last Updated: February 2026
About Astor's AI
Astor uses artificial intelligence to provide personalized, non-discretionary investment recommendations on behalf of Gaus, Inc. (DBA Astor), an SEC-registered investment adviser (CRD #338424). The AI is a tool used by the firm to deliver advisory services — it is not itself a registered investment adviser or legal entity. Gaus, Inc. maintains responsibility and supervision over all recommendations provided through the platform. As disclosed in our Form ADV Part 2A, Gaus, Inc. has a fiduciary duty under the Investment Advisers Act of 1940 with respect to all client accounts.
AI Recommendations Disclaimer
Any recommendations provided through Astor's AI are based on information you have provided to Gaus, Inc. (DBA Astor) regarding your current financial situation, investment objectives, risk tolerance, and time horizon. These recommendations apply only at the point in time they are generated and may not remain valid in the future should your circumstances, market conditions, or other factors change. You are responsible for keeping your suitability profile up to date.
All investment decisions involve market risk and may have tax implications that are outside the control of Gaus, Inc. Any investment involves risk of loss, including loss of principal. Investing in individual stocks carries additional risk. Consider your long-term goals and risk tolerance when making changes to your portfolio. You are solely responsible for consulting with tax, legal, or accounting professionals about capital gains or other considerations — Astor does not provide tax, legal, or accounting advice. Any information on potential returns are projections, not guarantees, and past performance does not guarantee future results.
AI systems have inherent limitations: outputs are based on algorithms, historical data, and statistical models, and may contain errors, inaccuracies, or fail to account for rapidly changing market conditions or unprecedented events. Technology failures, data feed interruptions, or cybersecurity incidents may also affect service availability or accuracy.
Non-Discretionary Services
All advice provided through Astor is non-discretionary. You retain full control over all investment decisions. Astor will not execute any trades or implement any changes without your explicit approval. You are under no obligation to follow any recommendation and are solely responsible for the investment decisions you make.
Gaus, Inc. DBA Astor is a registered investment adviser with the U.S. Securities and Exchange Commission (CRD #338424). For information about fees, data practices, regulatory documents, and how to contact us, please refer to the Terms of Service and Privacy Policy.
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